The right compliance program doesn’t need to be complex or expensive.

It just needs to fit your business.

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New Broker Dealer

Support

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Compliance Support for Established Broker Dealers

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Anti-Money Laundering (AML) Audit

Services

 

Whether its assisting new broker dealers settle into their new broker dealer role, or working with mature firms to tackle a compliance issue or a conduct a required AML audit, Carolyn Kasky understands what needs to be done and what’s at stake.

A recent review by multiple clients highlighted the key strengths that make Carolyn stand out, and the feedback was consistent: Diligent, Knowledgeable, Professional, Timely, Reliable, Straightforward, Honest, Ethical and Goal Oriented.

What Others Are Saying

“From a value perspective … you are providing the expertise of a full time, totally knowledgeable professional, without us having to pay for someone like you on a full-time basis.”

 

-Tom K., CCO - Investment Banking Client

© 2019 Compliance Support Services 

Compliance Support Services

contact@compliancesupportservices.net  |  215.493.1559