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New Broker Dealer
Support
Compliance Support for Established Broker Dealers
Anti-Money Laundering (AML) Audit
Services
Whether its assisting new broker dealers settle into their new broker dealer role, or working with mature firms to tackle a compliance issue or a conduct a required AML audit, Carolyn Kasky understands what needs to be done and what’s at stake.
A recent review by multiple clients highlighted the key strengths that make Carolyn stand out, and the feedback was consistent: Diligent, Knowledgeable, Professional, Timely, Reliable, Straightforward, Honest, Ethical and Goal Oriented.
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